exempted dealers meaning in English
可为自己买卖证券的商人, 公司或银行
Examples
- " in late 2000 to facilitate its off - site review of the securities business of institutions that are exempt dealers
，以便对具有获豁免交易商资格的认可机构的证券业务进行非现场审查。 - Banks have been engaging in securities business in the capacity of " exempt dealers " under the existing regulatory regime
根据现有的监管架构，银行是以获豁免交易商的身份参与证券业务。 - The hkma , in supervising the securities business of these exempt dealers , applies standards that are equivalent to those imposed by the sfc on registered dealers
金管局按照等同证监会对注册交易商实施的标准，监管这些获豁免交易商的证券业务。 - Instead of being exempt dealers under the current legislation , they will be required to seek registration from the sfc in order to carry out the regulated activities concerned
这些机构不再是现行法例之下的获豁免交易商，而它们若要进行有关的受规管活动，便须取得证监会的注册。 - Of the securities business of authorized institutions that are " exempt dealers " . such institutions are exempt from the need to be registered under the securities ordinance and are not subject to the supervision of the
金管局在2000年2月把证券业务审查专家小组的数目由1组增加至3组；这些小组负责对具有获豁免交易商资格的认可机构的证券业务进行